REGULATORY AND COMPLIANCE PACKAGES

We have years of expertise in advising clients on the documents they need to become regulated by the FCA and / or authorised by HMRC.

We love to work with our clients from day one to provide them with a complete regulatory solution.  No two businesses are the same and so we are always happy to discuss your needs, understand them and strive to achieve the best results for you whilst always keeping an eye on cost effectiveness.

Bronze:

If you are looking to obtain a small business licence with the FCA, we can get you started for just £2,500 plus VAT.  This provides the basic core suite for your application, including a Risk Assessment and AML Policy.  Our most cost-effective package, it will give you the best possible start.  Click here to purchase!

 

Silver: The full suite of documents included with the Bronze package that can also be tailored to larger businesses, plus bespoke, tailored assistance with the following:

  • Preparation of your FCA application;
  • Drafting your business plan;
  • Choice of and implementation of systems.

Get in touch for a quote.

 

Gold:   Our most popular package.  Everything you get with the Silver package plus 1 year service subscription to ensure your business is kept up to date according to relevant regulatory changes. Get in touch for a quote. 

 

Platinum:  All the benefits of Gold + access to a proven training platform from an approved CPD Certified provider, for up to 25 Employees. Get in touch for a quote.

MORE SERVICES

MORE SERVICES

Plans for everything from starting to scaling.

Application Submission

We can work with you and to fill and submit your FCA and HMRC applications, starting at £350 plus VAT.  Any regulatory fees are extra.

FCA Interview

FCA interview preparation services, for both the Director and the proposed Money Laundering Reporting Officer, starting at £1,250 plus VAT.

System Implementation

Do you know whether your system is up to scratch?  We can conduct a review to confirm it is doing what you need it to and provide you a full breakdown, starting at £750 plus VAT.

Alternatively, through our wide ranging connections with leading experts in the industry, we can provide a start-up demonstration of an RMS bespoke system, starting at £2,500 plus VAT.

Appointment as MLRO

Finding an MLRO who has the right experience can be hard.  We have experts who can work with you by taking on that role prior to authorisation.  They will then spend a full day at your firm, understanding your processes, systems and becoming familiar with your business’s aims before then attending for FCA interview, starting from £2,500 plus VAT.