We are here to help you with your FCA application, from start to finish

We have unparalleled experience in the sector and this works in our clients’ favour.  Simply, if the FCA knows a respected consultant like Get Regulated has been instructed, it demonstrates the firm’s commitment to quality, infrastructure and compliance.  We have helped multiple UK financial services firms get authorised, including payment services providers, insurance brokers and lenders… We know that starting your business can be daunting and we are here to make things easier.

How we do it

Obtaining your firm’s FCA authorisation can be a long, arduous process and requires an in-depth knowledge of the regulator’s handbook in order to decipher precisely what they are looking for.  Moreover, there are multiple and lengthy application forms to complete, covering topics such as the firm itself, its key individuals and its finances.  Getting all the right information together before submission requires dedication, focus and time.  Then, once the application has been submitted, there is likely to be lengthy consultation process with the assigned case officer.  This means it could easily take up to six months for a decision to be made.

This is why it is imperative that firms take specialist, professional advice.  We work with our clients at every stage, including:

• The provision of initial, tactical advice.  We meet with our clients to understand their goals before explaining the range of options available.  This helps them settle on the most appropriate infrastructure for their firm as well as providing an opportunity to advise on what the FCA will expect in the course of their application.
• Reviewing and drafting of your FCA application.  This includes the forms and regulatory business plan you will require.  If you have already started these, we can review them and make suggested enhancements.
• Drafting your compliance policies and procedures.
• Handling your relationship with the FCA.  This is just as important as submitting the right documents in the first place.  Case officers often revert with questions and we can manage and respond to these on your behalf.

Our breadth of sector experience and understanding of FCA rules provides your firm with the most complete overview and understanding of the authorisation process.